Tuesday 13 May 2014

The role of democracy, decentralisation and planning legislation in defining urban governance context


The governance context in any society is widely affected by the political system which is the main determinant of the size and nature of the sphere of interaction between society forces. One political system widely adapted by a large number of countries is democracy (Weber, 2007). Democracy is an ambiguous concept with no pinned down definition (Abrahamson, 2000 p. 67). However, one side of the concept, and this is related to this thesis context, looks at how it organizes the state and civil society participation.

Literature defines a number of components of democracy. These are, first, broad competition among individuals and groups for the major positions of power; a highly inclusive level of political participation in the selection of leaders and policies; and a level of civil and political liberties in order to guarantee the reliability of political competition and participation (Weber, 2007, drawing from Dahl, 1971; Martinussen, 2003 p. 195).

Nonetheless, many contemporary democracies in the South have adopted only minimalist form of participatory models, arguing that applying participation in wider ways is unrealistic (Abrahamson, 2000). Participation is limited to elections, leaving other areas of society administration exclusively in the hands of the state. This indicates that participation is not a given result of democracy. Rather, any democratic system under study should be analysed in order to identify the existence and functioning of participation spaces within its institutional context. However, despite the minimal participatory model within the democracies of the South, many of these have increasingly shifted towards decentralisation, enabling a potential space for participation at the local level (Weber, 2007, drawing from McCarney, et al., 1995 p. 121).

Decentralisation is not a new concept within international development circles and is increasingly adopted by the democracies of the South as the tenet of ‘good governance’. Furthermore, government decentralisation is considered a gradual process of reform where powers, functions, responsibilities and resources (administrative, political, economic, and land issues) are transferred from central to local governments - and/or to other decentralized entities howsoever defined – which are closer, better understood and more easily influenced by the public. This is because decentralized governance is believed to provide a structural arrangement that secures better interaction among society forces to promote development. This has the potential to enhance the level of civil society participation in local governance and development process (Wekwete, 2004; Kauzya, 2004).

The increasing belief in this connection between decentralised governance and civil society participation is due to the fact that decentralisation has the potential to address key obstacles to sustainable development such as “the severe limitations of centralized planning and management; the over-concentration of power, authority, and resources at the centre; the weak contact between government and local people, including civil society and the private sector; the lack of equity in the allocation of resources; the insufficient representation of various political, religious, ethnic and tribal groups in the decision-making process; the inadequate exchange of information; and the inefficiency of service delivery modalities” (Wekwete, 2004 p. 5). Moreover, government decentralisation is believed to be able to place power within the level of government that is most knowledgeable about the needs of the public. Thus, this government has the potential to produce and implement far more responsive development policies and outcomes than the government of the centre which is politically, physically, and mentally distant from the people (Wekwete, 2004).

However, although many countries of the South are promoting decentralisation as a measurement of ‘good governance’ and ‘democracy’, it is important to note that there is only little evidence that decentralization has performed positively at all times and in all places. Some countries have put in place policies of decentralization but they lack the essential capacities for their implementation. Others are still politically hesitant, not sure of, or maybe not willing to acknowledge, the role of decentralized governance in democratization, people empowerment, and poverty reduction (Kauzya, 2004). Therefore, it is restrictive to assume the existence of a definite relationship between democratic decentralization, local governance and poverty reduction, or between democratic participation and allocative efficiency (Wekwete, 2004; Weber, 2007).

Hence, it is important to recognise the limits of increasing adoption of decentralisation in the countries of the South as a measurement of good governance and democracy. More power, responsibilities and resources are allocated at the local level of the government and this, sometimes, has the potential to increase civil society participation and development efficiency. However, it is important to acknowledge that increased participation is not a definite outcome of decentralised government, but the local governance institutional context is an important determinant of the existence and function of civil society participation.

The governance characteristics within any given context are usually determined by a legal framework that organises the social actors’ relations and those of their institutional forms. This applies to the urban context where urban development, urban management and the processes of urbanisation are enabled via certain regulatory frameworks (formal or informal) which form the urban development mental models in any given context. In this, the urban development legal framework is the determinant of levels of participation in urban development process. Giving participation institutional characteristics shaped by a legal framework is fundamental to creating space for civil society to participate in urban development within the governance context examined. This was introduced in the countries of the North during the late 1960s and early 1970s by laying down laws that made public consultation a statutory requirement for urban decision-making (Sewell, et al., 1977).

However, decision-making within the urban context, and other governance areas, is not fully structured by the formal legal framework. Many countries of the South have experienced dramatic political, social and economic changes which have translated into a high pace of urbanisation, hence urban development frameworks and their related institutional structures, where they were embedded, became out of date (Azevedo, 1998 p. 260). Consequently, informal approaches to urban development decision-making have prevailed, establishing a new framework of urban institutions. According to Healey (1997), systems of clientelism and patronage are two examples of these approaches where legal and non-legal factors of urban development decision-making overlap via socially based interactive relations between politicians and officials (Healey, 1997). These informal practices of urban development decision-making are often hidden from democratic scrutiny and are usually considered a form of corruption. Nonetheless, informal practices have also proven capable of enabling a wider space of civil society participation, and in some cases control, in/over urban development decision-making.

It is important to recognise the vitality of institutionalising participation in a formal legal framework to create a space for civil society input in land-use urban decision-making. Having said this, it is also important to acknowledge and understand the existence and efficiency of informal approaches to land-use decision-making and the socially-based linkages of these with the formal institutionalism of urban decision-making.

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